existing securities 中文意思是什麼

existing securities 解釋
上市證券
  • existing : adj 存在的，現存的，實在的 （opp extinct）； 現行的，目前的。 the existing circumstances [conditi...
  • securities : 期貨
  1. Embed equation. dsmt4 further argee that the title to all property which shall be purchased and / or shipped under this letter of credit the documents relating thereto and the whole of the proceeds thereof, shall be and remain in you until the payment of the drafts or of all sums that may be due on said drafts or otherwise and until the payment of any all other indebtedness and liability, now existing or now or hereafter created or incurred by embed equation. dsmt4 to you due or not due, it being understood that the said documents and the merchandise represented thereby and all embed equation. dsmt4 other property, including securities and deposit balances which may now or hereafter be in your or your branches ' possession or otherwise subject to your control shall be deemed to be collateral security for the payment of the said drafts

    五、與上述匯票及匯票有關之各項應付款項，以及本申請人對貴行不論其現已發生、或日後發生經已到期或尚未到期之其他債務，在未清償以前，貴行得就本信用狀項下所購運之貨物、單據及賣得價金視同為自己所有，並應連同本申請人所有其他財產：包括存在貴行及分支機構、或貴行所管轄范圍內之保證金、存款餘額等，均任憑貴行移作上述匯票之共同擔保，以備清償票款之用。
  2. After all, cdos repackage existing securities and charge hefty fees for doing so

    在評估活動中，這個因素就是評估本身的活動方式。
  3. Part three analyzed the historical motivation and the contents of different models of securities regulating and supervising, and discussed the necessity of a centralized regulating model. part four tried to sort out the mechanism and existing problems from the evolution of china ' s securities market regulatory system, then gave advice about how to improve the current regulatory system and how to regulate and develop china ' s securities market. china ' s securities market is still in its babyhood

    首先對集中型監管體制、自律型監管體制、中間型監管體制的優缺點作了介紹，然後對不同證券監管模式以美國和英國為例對形成的歷史原因進行了分析，指出證券監管及其體制演變是伴隨一國的證券市場發展，乃至國家經濟、政治、法律、文化和傳統等的變化而變化的動態的歷史過程，證券監管體制變遷的必然性就蘊藏在社會經濟和政治生活的客觀需要之中。
  4. Research background in may, 1992, the criterion for stock company and the 13 documents attached prescribed that four kinds of stockholder ' s rights which are stocks for nation, corporation, public and foreign fund coexist in china ’ s securities business. until november, 2003, the chairman of negotiable securities surveillance management committee, shangfulin, stated publicly that there are existing the problem of the stockholder ' s rights minute sets 。 from then now, this term is used in the professional field and in the market. the state department admits the problem and put forward the guide policy to solve it

    一、研究背景自1992年5月《股份公司規范意見》及13個配套文件出臺，明確規定在我國的證券市場有國家股、法人股、公眾股、外資股四種股權形式並存，到2003年11月證監會主席尚福林公開發表觀點說中國的股市存在股權分置的問題，由此，在學界、市場逐步採用了「股權分置」的說法，再到國務院承認中國股市存在股權分置的問題，並積極提出解決的方針。
  5. Securities and futures financial resources amendment rules 2006 the amendment rules amend frr to raise certain frr haircut percentages, relax certain existing frr requirements, provide for the proposed paid - up share capital requirements for sponsors and make consequential changes ; and

    2006年證券及期貨財政資源修訂規則修訂規則修訂財政資源規則，從而提高若干財政資源規則扣減百分率放寬若干現行的財政資源規則規定就建議的保薦人繳足股本要求作出規定，以及訂立相應修訂及
  6. The securities investment trust fund will be exempt from position limits required for each contract by their respective trading rules only after the exchange has approved the application and issued certifying documentation that may be used to open a hedge account with a futures commission merchant or to convert an existing trading account into a hedge account

    俟本公司同意並發給證明文件，憑以向期貨商開設避險帳戶或將原交易帳戶變更為避險帳戶，並由期貨商函報本公司后，該證券投資信託事業所管理之證券投資信託基金從事期貨交易，始得豁免交易規則之部位限制規定。
  7. In light of the above, we pay much attention on the problems existing in the current chinese securities market

    有鑒於此，在肯定成績的同時，我們把更多的注意力放在了中國證券市場目前還存在的種種問題上面。
  8. These reits loan money for mortgages to owners of real estate, or invest in ( purchase ) existing mortgages or mortgage backed securities

    這些reit向不動產所有者發放房產抵押貸款，或投資（購買）現有抵押物或抵押擔保債券。
  9. Taking non - finance chinese listed companies in a share securities market as the example, the paper applies statistical and metric method, rational analysis and empirical evidence to study the existing situation of the debt maturity structure and its impact factors and determinants. with the help of spss, the paper analyzes 656 sample companies ’ financial data from 1998 to 2004 to describes the debt maturity structure ’ s existing situation, while applies their financial data from 2001 to 2004 to analyze the determinants of debt maturity structure. in order to analyze the impact of trade and economic developing level, the paper employs 1164 non - finance companies ’ finance data of 2003 and the data of china statistical yearbook ( 2004 ). the paper also uses one - way anova and stepwise regression to help the empirical evidence

    其中，分析中國滬深a股市場中上市公司債務期限結構現狀時，選取了656家樣本公司在1998 - 2004年這七年間的財務數據;在綜合分析公司成長機會、公司規模、資產期限、公司質量、實際稅率和非債務稅盾等因素對中國a股市場中上市公司債務期限結構的決定性時，僅選取了上述樣本公司在2001 - 2004年這四年間的相關數據;分析行業特徵和經濟發展水平對我國債務期限結構的影響時，採用了2003年滬、深a股市場中1164家分佈於12個行業門類的非金融上市公司為研究對象，同時，還運用了《中國統計年鑒2004 》中相關數據。
  10. The second of these solutions might be more manageable within the context of china s existing corporate law, to be implemented by issuing a special class of the management company s securities to shareholders of the funds under management and defining the role of independent directors in the portion of the management company s charter or constitution that creates that class of securities

    法瑪1970還進一步細分了三種有效市場，從而說明價格反映所有的公開信息，基本分析者的共識形成公平價格。所以emh已經隱含了已知信息不能用來在市場上獲利的命題。我們也可以說，到了法瑪那裡， emh依賴于理性投資者。
  11. Banks have been engaging in securities business in the capacity of " exempt dealers " under the existing regulatory regime

    根據現有的監管架構，銀行是以獲豁免交易商的身份參與證券業務。
  12. Trust - type investment fund in securities is a typical system that separates ownership from managing rights, in which existing high risk of trustees " morality

    信託制證券投資基金是典型的所有權與經營權分離的制度，存在突出的代理人道德風險問題。
  13. Problems existing in the system are as follows : the awarding principal part and the awarded one of eso are not specific ; the laws and regulations have not defined the sources of the stock ; the honoring mechanisms of eso are scarce ; there is not favorable tax policy and accountant regulations ; the simplistic property right structure and unperfect corporation system in state enterprises ; the securities business is immature, etc. the fifth part is about the legal system construction of eso, and it is the most important part of this thesis

    而股票期權的授予主體和對象不明確；法律法規沒有明確規定推行股票期權所需的股票來源；缺乏股票期權行權受益兌現機制；無相應的稅收優惠政策和會計法則；國有企業產權結構單一、法人治理結構不完善；證券市場發育不完善等是我們在構建股票期權制度必須解決或直面的問題。第五部分為實施股票期權制度的法律設計，是本文的核心部分。
  14. It will increase the amount of hkd liquidity that can be obtained by licensed banks through the discount window by temporarily removing existing restrictions and the hkma accepting a wider range of debt securities as eligible collateral

    擴大貼現窗的操作，暫時撤銷現時對貼現窗的若干限制。同時，金管局會接納更多債務證券為合資格抵押品，使持牌銀行可以透過貼現窗獲取更多的港元流動資金：
  15. Third, on the basis of the analyze of the existing conditions and the obstacles, this paper expounds the concrete issues of the execution of mbs in china. it discusses many important operational issues such as the setting up of spv, the selection of securities, credit enhancement of mbs and the taxes and the accounting issues of mbs, the operation of experimental pattern and so on

    再后，在對已存在條件及障礙分析的基礎上，本文論述了我國住房抵押貸款證券化的具體運作問題，包括spv的設立、抵押貸款證券的選擇、住房抵押貸款證券信用增級問題、證券化過程中的稅收會計問題、試點模式的操作等。
  16. But securities fraud in this thesis is limited in civil fraud, it means any misconducts in breach of the principle of fairness and good faith existing in the issuing, trading and other related activities of securities

    並對三者作了區分。而本文所指的證券欺詐僅限民事欺詐，指的是在證券發行、交易及相關活動中任何違反公平合理和誠信原則的行為。
  17. In recent years, some enterprises have taken the stock reconstruction step, which injects vigor to enterprises and strengthens the openness and transparency of enterprises " management, and have got obviously efficient result on running mechanism, assets running and management benefit elevation and etc. but we can see consciously that reform of many state - owned enterprises has not achieved its expected effect since existing serious deficiency in the running mechanism of enterprises and limited function role played by securities business

    近年來，部分企業實行股份制改造后，給企業注入了活力，強化了企業經營的公開性和透明度，使企業在運行機制、提高資產運營效益等方面，都取得了明顯的成效。但是我們也非常清醒的看到，許多國有企業在進行了股份制改造后，並未達到預期效果，企業的經營機制依然存在嚴重的不足，證券市場自身功能的發揮也受到了極大的限制。
  18. Based on analyzing the existing risk measure methods and the difference of risk essence, proposed one new risk measure method value - entropy, and has given the optimization model of securities investment portfolio. and conducts the empirical research using the shanghai stock market related data, the result shows the model can deal with distributing of “ the thick tail ”

    在深入分析現有風險度量方法和風險本質差異的基礎上，提出一種新的風險度量方法? ?價值熵，給出了證券投資組合優化模型，並利用上海股市有關數據進行實證研究，結果表明該方法能夠很好的處理「厚尾」現象。
  19. The fundamental reason for this is imperfect legal - person governing structure of securities dealers, inadequate supervision and audit of shareholders, and imperfect existing laws and regulations

    導致股東不規范行為的根本原因是券商的法人治理結構不完善，對券商股東監管和審查的寬松以及現行的法律法規不完善。
  20. The group hopes to expand hantec fulland s existing securities investment license to engage in other financial products investment businesses in the future

    現時富林持有的經營牌照只覆蓋證券投資服務，集團希望日後可擴大業務范疇，至其他金融產品投資服務。
分享友人
分享到 Line

分享到臉書