securities rules 中文意思是什麼

securities rules 解釋
證券規則
  1. Securities legislation is also accord with the common mechanism of securities legislation, while it has it ’ s peculiarities, that is, that the sub - domains of securities market seems to be increased endlessly, which makes the securities market become complex and volatility. to cope with this kind of complex and volatility, securities lawmaking is disparted three lays. the government make laws to build up the macroscopical confirmative degree and efficient social press of securities lex, supervisors make codes to improve middle confirmative degree and efficient social press of securities lex, self - discipline organizations set down rules to strengthen microcosmical confirmative degree of securities lex

    證券立法在符合一般立法機理的同時，區別于其它立法的特性是:證券市場的子域有不斷增加的趨勢，這使得證券市場變得復雜和易變，為應付這種復雜和易變，證券立法分為緊密聯系的三個層次，政府立法旨在增強證券法律宏觀的確定性和社會壓力的有效性，監管部門制定法規改善中觀的適應性並保證法律社會壓力的有效性，自律組織制定規章則重在加強法律微觀上的適應性。
  2. Furthermore, our legal institution for acquisition of listing company also has many shortcomings : its specific rules are not detailed enough, its logic is not strict, its inclination of value often self - contradict, its content is not integrated, the corporation law and securities law have n ' t supported it sufficiently, and the particularity of state - owned capital makes it unsuitable to the international consuetude

    同時，上市公司收購的法律制度也很不成熟：微觀層面上具體規則不夠詳盡、可行性差，中觀層面上內在邏輯不嚴密、價值取向不清晰、內容不完整，宏觀層面上公司法與證券法體系未能提供足夠制度背景、特殊國有資產關系的介入又不符合國際慣常做法。
  3. Securities and futures unsolicited calls exclusion rules

    證券及期貨豁除某等未獲邀約的造訪規則
  4. Csfb and ssb engaged in inappropriate spinning of " hot " initial public offering allocations in violation of sro rules requiring adherence to high business standards and just and equitable principles of trade, and the firms books and records relating to certain transactions violated the broker - dealer record - keeping provisions of section 17 of the securities exchange act of 1934 and sro rules nyse rule 440 and nasd rule 3110

    面對空中客車公司的激烈競爭，波音與麥道的合併有利於維護美國的航空工業大國地位其次，盡管美國只有波音公司一家干線民用飛機製造企業，但由於存在來自勢均力敵的歐洲空中客車的競爭，波音公司不可能在開放的美國和世界市場上形成絕對壟斷地位。如果波音濫用市場地位提高價格，就相當于把市場拱手讓給空中客車。
  5. From 1993 to oct 2001, chinese securities regulatory commission ( csrc ) and the shenzhen exchange board ( szeb ) and shanghai exchange board ( sheb ) had punished 218 cases of infringement of the releasing rules

    從1993年起至2001年10月，中國證監會及滬、深交易所共進行了218次對上市公司信息披露違規處罰。
  6. Goldman sachs investment ( mauritius ) ltd. broke rules by allowing an overseas corporate body to invest in the indian stock market through an account of an overseas institutional investor, the securities and exchange board of india said on its web site late yesterday

    印度證券和交易管理委員會昨天在官方網上公布，高盛（模里西斯）有限投資公司通過允許一家海外法人團體，以海外投資者賬戶為名在印度股票市場投資，而這違反了印度的證券法規。
  7. This work has resulted in papers on interbank confirmation procedures, on relationships between bank supervisors and external auditors and on uniform rules for foreign exchange contracts. in addition, contacts have been developed with the european commission, the european banking federation and securities regulatory organisations

    在草案法第22條和第23條中，應該清楚地規定，在獨立董事解除基金管理公司之後，在重新選擇基金管理公司的過程中，獨立董事應該發揮主導的作用。
  8. Securities and futures financial resources amendment rules 2006 the amendment rules amend frr to raise certain frr haircut percentages, relax certain existing frr requirements, provide for the proposed paid - up share capital requirements for sponsors and make consequential changes ; and

    2006年證券及期貨財政資源修訂規則修訂規則修訂財政資源規則，從而提高若干財政資源規則扣減百分率放寬若干現行的財政資源規則規定就建議的保薦人繳足股本要求作出規定，以及訂立相應修訂及
  9. The securities investment trust fund will be exempt from position limits required for each contract by their respective trading rules only after the exchange has approved the application and issued certifying documentation that may be used to open a hedge account with a futures commission merchant or to convert an existing trading account into a hedge account

    俟本公司同意並發給證明文件，憑以向期貨商開設避險帳戶或將原交易帳戶變更為避險帳戶，並由期貨商函報本公司后，該證券投資信託事業所管理之證券投資信託基金從事期貨交易，始得豁免交易規則之部位限制規定。
  10. The interim accounts are prepared in accordance with hong kong accounting standard 34 interim financial reporting issued by the hong kong institute of certified public accountants hkicpa and the disclosure requirements of the rules governing the listing of securities on the gem of the stock exchange gem listing rules

    中期賬目乃根據由香港會計師公會會計師公會頒布的香港會計準則第34號中期財務報告及根據聯交所創業板證券上市規則創業板上市規則的披露規定而編制。
  11. Remarks : 1. basis of preparation the interim accounts are prepared in accordance with statements of standard accounting practice no. 25 " interim financial reporting " issued by the hong kong society of accountants and the disclosure requirements of the rules governing the listing of securities " gem listing rules " on the gem of the stock exchange

    備注： 1 .編制基準未經審核綜合中期帳目乃根據由香港會計師公會所頒布之會計實務準則第25號中期財務報告及香港聯合交易所有限公司創業板證券上市規則之要求而編制。
  12. You do not have my / our written authority under section 7 ( 2 ) of the securities and futures ( client securities ) rules ( cap. 571 sub. leg. ) to apply any of my / our securities in question pursuant to a securities borrowing and lending agreement

    本人/吾等並無根據《證券及期貨（客戶證券）規則》 （第571章附屬條例）第7 （ 2 ）條以書面授權閣下根據證券借貸協議運用任可有關本人/吾等的證券。
  13. Securities and futures associated entities notice rules securities and futures associated entities notice rules

    2002年公司條例豁免公司及招股章程遵從條文修訂公告
  14. Securities and futures recognized counterparty rules

    證券及期貨認可對手方規則
  15. The enterprise has a lot of property, but be not can cast protect, the following belongings is not inside limits of company worth insurance : ( 1 ) land, mineral resources, forest, aquatic resources and without reap and be being reaped have not the produce of put in storage ; ( 2 ) data of card of money, ticket, negotiable securities, file, zhang book, chart, technology and cannot the belongings of appraisal value ; ( 3 ) take in order to and the possession that are in quicksand to fall building of violate the rules and regulations, illegally ; ( 4 ) the goods and materials in carriage process

    企業有很多財產，但並非都能投保，以下財產不在企業財產保險范圍內： （ 1 ）土地、礦藏、森林、水產資源及未經收割和收割尚未入庫的農產品； （ 2 ）貨幣、票證、有價證券、文件、賬冊、圖表、技術資料以及無法鑒定價值的財產； （ 3 ）違章建築、非法佔用以及正處于危險狀態下的財產； （ 4 ）在運輸過程中的物資。
  16. Securities and futures price stabilizing rules

    證券及期貨穩定價格規則
  17. Securities and futures price stabilising rules

    證券及期貨穩定價格規則
  18. Goldman sachs group inc. was fined 10 million rupees ( $ 216, 268 ) for violating india ' s securities rules, the regulator for nation ' s capital markets said

    印度資本市場監管機構稱，美高盛公司因違反印度相關證券法律被監管機構罰款1000萬盧比（合21 . 6268萬美元） 。
  19. Securities and futures client securities rules

    證券及期貨客戶證券規則
  20. This can be ordered by the regulator, because of a breach of securities rules, or can be arranged by the company itself, because it is being taken private, has merged with another group, etc

    可能是因為違規操作而被監管機構下令摘牌，也可能是由於被私人收購，與其他集團合併等原因公司自己做出的安排。
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