securities trading market 中文意思是什麼

securities trading market 解釋
證券交易市場
  • securities : 期貨
  • trading : adj. 從事商業的。
  • market : n 1 （尤指牲畜和食品的）集市；市場；菜市，菜場。2 需要，銷路；推銷地區。3 市價；行情，市面，市況...
  1. Two foreign exchange brokers, charged by the icac, were today ( friday ) jailed for their roles in frustrating an investigation by the securities and futures commission ( sfc ) in relation to market manipulation of the trading in shares of publicly listed shanghai land holdings limited ( shanghai land )

    兩名外匯經紀，因妨礙證券及期貨事務監察委員會（證監會）就上海地產控股有限公司（上海地產）操控股價造市的調查，被廉政公署拘控。兩人今日（星期五）同被判囚。
  2. Fairness, impartiality and openness is the spirit of the securities law. however, in the current chinese security market, the illegal behaviors like insider trading, false presentment, manipulation of market and cheating client etc are in vogue, which is a big gap to the spirit of securities law

    公正、公平、公開為證券法之精神，而在我國目前的證券市場中，內幕交易、操縱市場、虛假陳述、中介組織造假等違法行為橫行，與證券法之立法精神相差甚遠。
  3. They include : counterparty analysis of securities held, maturity profile of major balance sheet items, breakdown of loan categories, risk management policies, materiality of market risk arising from the trading book, capital adequacy ratio adjusted for market risk, and the year 2000 problem

    這些項目包括分析所持證券的發行人類別主要資產負債表項目到期情況風險管理政策因營業賬冊內的交易而承擔的市場風險是否屬于重大就市場風險調整資本充足比率以及公元二千年問題。
  4. Market manipulation generally refers to such practices as wash sale, matched orders or rigged prices. these practices are all ultimately intended to produce a market for the securities, which has little or no bearing on the true value of the securities based on the real business of the issuer and its true prospects. that is to say, market manipulation violates the integrity of the market because it alters the independent trading and pricing mechanisms of the market

    從私法的角度言之，操縱市場行為嚴重地侵害了證券市場上廣大投資者的合法權益，因而，不同國家和地區的證券立法在禁止操縱市場行為的同時，大都注重發揮操縱市場的民事責任制度的功能，對操縱市場行為的受害人的合法民事權益給予私法上的救濟，並加大違法行為人的違法成本，以有效地遏制或制裁操縱市場的違法行為。
  5. When the aggregate total of margin financing [ for that type of security ] in securities business money lending, in the margin trading market, and in securities settlement financing by securities finance enterprises as referred to in the preceding paragraph exceeds 20 percent of the listed shares or number of beneficiary units of that type of security, the remainder under the limit shall be distributed proportionally ; the distribution method shall be drafted by the tsec and submitted to the competent authority for final approval

    前項辦理證券業務借貸款項與信用交易市場及證券金融事業辦理有價證券交割款項之融資餘額合併計算超過該種證券上市股份或受益權單位數之百分之二十時，應依比例分配所餘額度，其分配方式由證券交易所擬訂，並報主管機關核定。
  6. The following information can be found at gtsm s web site www. gretai. org. tw, securities firms, and market data vendors 1 best bid and asking prices from all market makers 2 info on the most recent executed trade price, volume, and accumulated trading volume

    以上資訊，投資人可從櫃臺中心網站網址為http : www . gretai . org . tw證券商營業處所資訊公司蕃薯藤網站等即時資訊系統或經由電話洽詢證券商營業員等方式，取得這些資訊。
  7. Through comparison of securities supervision system, issuing market, trading market, serving market and so on among united kingdom, united states, japan and china, we can find that the following problems in our securities supervision : multi - management and inconsistent policies, incomplete jurisdiction system, irregular self - disciplinary system, incomplete verification system of securities issuing market, high risks brought by single type broker dealers, weak securities supervision, backward supervision concept and poor quality of supervisors

    通過將我國與英、美、日等幾個主要國家進行證券監管體系、發行市場、交易市場、服務市場等方面的比較，可以看出，我國在證券監管方面存在證券監管多頭管理、政出多門，證券監管的法律體系不完善，證券市場的自律機制不健全，證券發行市場的核準制不完善，證券商種類單一、風險較高，證券監管乏力，監管理念落後，監管人員素質較低等方面的問題。
  8. Article 107 stock exchanges shall ensure fair centralized trading at competing prices, promptly announce quotations concerning the securities trading, compile securities market quotation tables for each day of trading, and announce the same

    第一百零七條證券交易所應當為組織公平的集中競價交易提供保障，即時公布證券交易行情，並按交易日製作證券市場行情表，予以公布。
  9. Shanghai has developed a comparably comprehensive financial market system, which includes a securities market, a foreign exchange market, a discount market, an insurance market and a bullion trading market

    上海已建成包括證券市場、外匯市場、貼現市場、保險市場、金銀買賣市場在內的比較完整的金融市場體系。
  10. For the financial year ended on 30 june, the exchange recorded over $ 67 billion new capital raised on our primary market. securities trading turnover on the secondary market exceeded $ 3, 000 billion, of which about 40 per cent was contributed by individual investors

    截至6月30日止的財政年度，在聯交所的集資市場新籌集所得的資金超過670億元。交易市場的證券成交額超過30 ， 000億元，其中個人投資者的交易約佔四成。
  11. This can be illustrated by the fact that despite the continued weakening of the traditional securities trading market, we are able to avoid retrenching our staff but instead redeploying them to departments that needed them and reallocating our resources in a timely fashion

    如近年傳統證券銷售業務的表現持續欠佳，集團馬上重新調配資源，將分行由六間減至三間，並將人手分配至其他有需要的部門，而無需裁員。
  12. By anaiyzing the attributes and mechanisms of the trading in the innovating stock market and 1 delineating the relationship between the target device of the securities trading system and the reguiation of the securities trading, the author held the view that that the measures of the regulation of the trading are means by which the conflict between twets of securities trading mechanisms can be coordinated and resolved

    作者認為，交易監管措施是協調證券交易機制目標之間沖突的手段。最後，作者分別對各項交易監管措施如對做市商的監管、對電子通訊網路（ ecns ）的監管、對賣空交易的監管、對大宗交易的監管、市場穩定措施以及電子交易監管等進行了全面而系統的研究。
  13. Securities trading turnover on the secondary market exceeded 3, 000 billion, of which about 40 per cent was contributed by individual investors

    交易市場的證券成交額超過30 ， 000億元，其中個人投資者的交易約佔四成。
  14. The article elaborates, from a viewpoint of securities regulation, upon capital market in such areas as securities " issuance and listing, securities trading, securities intermediaries, self - regulatory organizations, with the emphasis laid on their respective functions and weak points. last but not least, the author analyzes the regulatory system in our second - board market and comes up with a series of indemnification measures

    本文通過對海外二板市場監管方面的研究和分析，結合我國主板市場特殊的監管現狀，構建了我國創業板市場的監管體系，包括監管體制、原則、手段、方法，提出我國創業板市場的監管應以交易所一線監管為主，證監會等其他證券監管部門為輔。
  15. Article 109 when a sudden event affecting the normal trading of securities occurs, stock exchanges may effect a technical suspension of trading. they may decide to temporarily suspend the market when a sudden event of force majeure occurs or in order to protect the normal order of securities trading

    第一百零九條因突發性事件而影響證券交易的正常進行時，證券交易所可以採取技術性停牌的措施因不可抗力的突發性事件或者為維護證券交易的正常秩序，證券交易所可以決定臨時停市。
  16. As to the change of trading techonogies, most markets have evovled from floor trading to electronic trading. among different markets, electronic trading have penetrated most comprehensively in the stock market. as to the trading process, electronic trading has prevaded in the pre - and post - trade information dissemination, order transmission and execution, settlements, etc. in 1990 ' s, internet has altered the traditional operation model of securities trading, which mainly includes the trading services on internet, internet dpo and alternative trading systems

    從交易技術變遷的角度看，大多數證券市場都經歷了從人工交易演變為電子交易的過程；從不同證券市場來看，電子交易在股票市場發展最為深入，但固定收益證券市場和衍生品市場電子交易的發展勢頭也非常迅猛；從證券交易過程來看，電子交易已滲透至交易信息披露、指令傳遞與指令執行、清算交割等環節。
  17. Securities fraud include four models : insider trading, untrue statement, manipulation of the securities trading market and cheating clients

    證券欺詐的行為樣式主要有四種，即內幕交易、虛假陳述、操縱市場和欺詐客戶。
  18. Article 5 securities shall be issued and traded in accordance with laws and administrative regulations. fraudulent and insider trading and manipulation of the securities trading market are prohibited

    第五條證券發行交易活動，必須遵守法律行政法規禁止欺詐內幕交易和操縱證券交易市場的行為。
  19. Article 188 anyone who, by fabricating and disseminating false information that affects securities trading, disrupts the order of the securities trading market shall be fined not less than rmb30, 000 but not more than rmb200, 000

    第一百八十八條編造並且傳播影響證券交易的虛假信息，擾亂證券交易市場的，處以三萬元以上二十萬元以下的罰款。構成犯罪的，依法追究刑事責任。
  20. Hani securities ( h. k. ) ltd. - provides brokerage services, online stock trading, market commentary, technical analysis, charts, real - time quotes, research reports and iipo services

    銷售圖表分析軟體，買賣程式，資料數據，技術分析書籍，掛墻大圖，海報
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