securities trading 中文意思是什麼

securities trading 解釋
證券交易
  1. Lcq1 : brokerage - free internet securities trading

    立法會一題：免傭網上證券買賣
  2. Collateral securities obtained in connection with customer margin purchases when conducting securities trading margin purchase and short sale business

    三、辦理有價證券買賣融資融券業務取得之融資買進擔保證券。
  3. Reconciliation statements confirming trading acts and their transaction results in securities trading shall be truthful. such statements shall be audited on a transaction - by - transaction basis by an auditor other than the person handling the transactions, who shall see that the securities book balance is the same as the number of securities actually held

    證券交易中確認交易行為及其交易結果的對帳單必須真實，並由交易經辦人員以外的審核人員逐筆審核，保證帳面證券余額與實際持有的證券相一致。
  4. Of the securities business of exempt institutions. in addition to ensuring regulatory compliance and adequacy of operational controls, the hkma will focus on the systems and controls relating to the on - line securities trading systems of institutions

    除了確保有關機構遵守監管規定及備有足夠業務操作管控措施外，金管局會集中於與機構的網上證券買賣系統有關的系統與管控。
  5. Article 34 securities bought or sold by parties interested to securities trading may take paper form or other forms laid down by the securities supervision and administration institution under the state council

    第三十四條證券交易當事人買賣的證券可以採用紙面形式或者國務院證券監督管理機構規定的其他形式。
  6. Article 73 it is prohibited for securities firms and their employees to commit any of the following fraudulent acts in the course of securities trading that is detrimental to the interests of their clients

    第七十三條在證券交易中，禁止證券公司及其從業人員從事下列損害客戶利益的欺詐行為：
  7. Article 183 if, before information that may affect the issuance or trading of securities or other information that may have a major effect on the price of securities is made public, a person who has knowledge of inside information on securities trading or a person who illegally obtains such information purchases or sells such securities, divulges such information or counsels another to purchase or sell such securities, he shall be ordered to dispose of the illegally obtained securities according to law, his illegal gains shall be confiscated and, in addition, he shall be imposed a fine of not less than the amount of but not more than five times the illegal gains, or a fine of not more than the value of the securities illegally purchased or sold

    第一百八十三條證券交易內幕信息的知情人員或者非法獲取證券交易內幕信息的人員，在涉及證券的發行交易或者其他對證券的價格有重大影響的信息尚未公開前，買入或者賣出該證券，或者泄露該信息或者建議他人買賣該證券的，責令依法處理非法獲得的證券，沒收違法所得，並處以違法所得一倍以上五倍以下或者非法買賣的證券等值以下的罰款。構成犯罪的，依法追究刑事責任。
  8. Any insider who has access to any insider information of securities trading or who has unlawfully obtained any insider information is prohibited from taking advantage of the insider information as held thereby to engage in any securities trading

    禁止證券交易內幕信息的知情人和非法獲取內幕信息的人利用內幕信息從事證券交易活動。
  9. Article 197 any security company that manages unlisted securities trading without approval in violation of the provisions of this law shall be ordered to make a rectification, confiscated of the illegal income and concurrently imposed a fine of more than 100 % less than 500 % of the illegal income

    第一百九十七條證券公司違反本法規定，未經批準經營非上市掛牌證券的交易的，責令改正，沒收違法所得，並處以違法所得一倍以上五倍以下的罰款。
  10. Since the 1990 ’ s, following the development of information technology, the online securities trading had turned up as a completely new style in the line of business

    20世紀90年代，伴隨著信息技術的發展，網上證券交易成為一種全新的證券交易方式，具有旺盛的生命力，並且成為證券業進一步發展的重要方向。
  11. Article 116 if persons engaged in securities trading inside a stock exchange violate the trading rules of the stock exchange, the stock exchange shall impose disciplinary sanctions on them. if the circumstances are serious, the offenders qualifications shall be revoked and the offenders shall be barred from entering the exchange to trade securities

    第一百一十六條在證券交易所內從事證券交易的人員，違反證券交易所有關交易規則的，由證券交易所給予紀律處分對情節嚴重的，撤銷其資格，禁止其入場進行證券交易。
  12. Article 107 stock exchanges shall ensure fair centralized trading at competing prices, promptly announce quotations concerning the securities trading, compile securities market quotation tables for each day of trading, and announce the same

    第一百零七條證券交易所應當為組織公平的集中競價交易提供保障，即時公布證券交易行情，並按交易日製作證券市場行情表，予以公布。
  13. The term " stock exchange " refers to a legal person that provides the relevant place and facilities for concentrated securities trading, organizes and supervises the securities trading and applies a self - regulating administration

    證券交易所是為證券集中交易提供場所和設施，組織和監督證券交易，實行自律管理的法人。
  14. Article 40 collection of fees for securities trading must be reasonable and items for fee collection, rates for fee collection and methods of fee collection shall be made public

    第四十條證券交易的收費必須合理，並公開收費項目、收費標準和收費辦法。
  15. Article 40 the fees charged for securities trading shall be reasonable. the items for which fees are charged, the rates for the tees and the collection methods shall be made public

    第四十條證券交易的收費必須合理，並公開收費項目收費標準和收費辦法。
  16. Article 113 a stock exchange shall, pursuant to laws and administrative regulations governing securities, formulate specific rules for centralized securities trading at competing prices, administrative regulations for its members and operational rules for its employees, and submit the same to the securities regulatory authority under the state council for approval

    第一百一十三條證券交易所依照證券法律行政法規制定證券集中競價交易的具體規則，制訂證券交易所的會員管理規章和證券交易所從業人員業務規則，並報國務院證券監督管理機構批準。
  17. Securities trading commission serves as important income source of securities brokers

    證券交易傭金是證券經紀商收入的重要來源。
  18. Jpmorgan, elbowed out of securities trading by glass - steagall ( morgan stanley was carved out of the old house of morgan to become the underwriting business ), is now near the top of the global m & a league tables

    因為格拉斯-斯蒂格爾法案（摩根斯坦利從老摩根家族分出經營保險業務）而被擠出證券交易業的jp摩根，現在業績正在登頂全球並購企業。
  19. Kgi, one of the hong kong s largest equity and futures brokerages, has adopted hongkong post e - cert ( personal ) in its online securities trading platform

    香港市場佔有率最大的股票期貨經紀行之一的凱基證券現已在其網上證券買賣服務中採用香港郵政電子證書（個人） 。
  20. Securities trading automated quotation system mainland china

    證券交易自動報價系統中國內地
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