契約契券 的英文怎麼說
中文拼音 [qìyāoqìquàn]
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Legal relations of contract mutual fund
契約型證
券投資信託基金法律關系分析
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To the end of december 2002, there are 15 standardized funds management corporations in china, they manage 54 contractual type close - end securities investment funds and 19 open - end funds. the assets size of securities investment funds in china reaches almost 100 billion yuan, correspond to about 10 % of the circulating market price of shanghai and shenzhen stock markets
到2002年12月底,按規范化要求我國共成立了15家基金管理公司,管理了54隻
契約型封閉式證
券投資基金和19隻開放式基金,中國證
券投資基金資產規模
約1000億元人民幣,相當于滬、深兩市流通市值10左右。
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In the main body, it firstly analyzes the microscopically mechanisms of vc ' s engender - contract mechanism, which is also the basic system of vc ' s further development. with other analytical tools like company bonds, corporation shares, the formation of venture investment ( vi ) contracts and relative breaching problems in the asymmetric information environment are also discussed
本文以理論文獻綜述部分引領全文,首先分析了風險資本形成的微觀機制基礎? ?
契約機制,利用了企業債
券、股權等作為分析工具,研究了不對稱信息下,多金融工具框架體系中的風險投資
契約形式及違
約問題,這是風險資本形成的機制基礎。
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Article 16 a securities firm conducting securities lending business shall enter into a securities lending agreement with each customer, and shall open one and only one securities lending account for each customer
第16條證
券商辦理有價證
券借貸業務,應與客戶簽訂有價證
券借貸
契約,並開立有價證
券借貸交易帳戶,每一客戶以開立一戶為限。
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Article 23 - 1 a stock exchange shall, at its business premises, provide the commission for its inquiry with all papers, accounting books, lists, records, contracts and relevant examining and proving documents regarding the listing, transaction, monitoring, clearing, settlement and the auditing of the finance and business of a securities firm
第23 - 1條證
券交易所應于營業處所備置所有有關有價證
券上市、交易、監視、結算交割及證
券商財務業務查核之憑證、單據、帳簿、表冊、紀錄、
契約及相關審查及證明文件,供本會調閱查核。
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Except otherwise prescribed in the commercial accounting act and in relevant regulations, a stock exchange shall set out the duration for preservation of the certificates, receipts, accounting books, lists, records, contracts and relevant examining and proving documents and report to the commission for recordation
前項憑證、單據、帳簿、表冊、紀錄、
契約及相關審查及證明文件之保存年限,除商業會計法及相關法令已有規定者外,證
券交易所應訂定保存期限,並申報本會備查。
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Under the guideline of m - m theorem for capital structure theory and principal - agent theory of contract economics, the paper illustrates the effect of securitization in chinese economic growth on deducting transaction cost and spurring the management internal motives and specially focuses on the entrepreneur spirit
在對企業發展分析中,利用資本結構理論中的m - m理論和
契約經濟學的委託-代理理論,討論了資本流動證
券化在減少各種交易成本、激勵企業內在增長動力上的作用。
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A site that operates a securities investment trust fund engaging in futures trading or holding open futures trading contract positions pursuant to the " directions for use of securities investment trust funds for trading in securities related products by securities investment trust enterprises " promulgated by the competent authority shall file a report electronically to the exchange by 5 : 00 pm each business day, entering the details into each of the corresponding fields on the computer interface provided by the exchange
二)證
券投資信託事業所管理之證
券投資信託基金依主管機關公告之證
券投資信託事業運用證
券投資信託基金從事證
券相關商品交易應行注意事項規定,從事期貨交易或持有期貨交易
契約未沖銷部位者,應于每一營業日下午五時前,采媒體申報方式,依本公司電腦輸入畫面所列事項逐一輸入。
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Site that operates a securities investment trust fund engaging in futures trading or holding open futures trading contract positions pursuant to the " directions for use of securities investment trust funds for trading in securities related products by securities investment trust enterprises " promulgated by the competent authority shall file a report electronically to the exchange by 5 : 00 pm each business day, entering the details into each of the corresponding fields on the computer interface provided by the exchange
二)證
券投資信託事業所管理之證
券投資信託基金依主管機關公告之證
券投資信託事業運用證
券投資信託基金從事證
券相關商品交易應行注意事項規定,從事期貨交易或持有期貨交易
契約未沖銷部位者,應于每一營業日下午五時前,采媒體申報方式,依本公司電腦輸入畫面所列事項逐一輸入。
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A securities investment trust fund operated by a site that has not been approved by the exchange for a hedge account but has a regular trading account to engage in futures trading shall report to the exchange pursuant to the preceding subparagraph
二)證
券投資信託事業所管理之證
券投資信託基金依主管機關公告之證
券投資信託事業運用證
券投資信託基金從事證
券相關商品交易應行注意事項規定,從事期貨交易或持有期貨交易
契約未沖銷部位者,應于每一營業日下午五時前,采媒體申報方式,依本公司電腦輸入畫面所列事項逐一輸入。
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The term " exchange traded fund ( etf ) " used in these regulations shall mean a securities investment trust fund listed on the stock exchange which tracks an underlying index designed by or produced with the agreement of the stock exchange for which subscription and repurchase * * are based on physical delivery according to contract
本辦法所稱指數股票型證
券投資信?基金,指在證
券交易所上市,以追蹤證
券交易所設計或同意編制之標的指數,且申購、買回採實物及依據
契約規定方式交付之證
券投資信?基金。
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However, foreign securities and foreign securities related products may be registered in the manner provided in the agreement entered into between the custodian institution and the appointed foreign custodian institution
但持有外國之有價證
券及證
券相關商品,得依基金保管機構與國外受?保管機構所訂
契約辦理。
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This agency issue of investor and venture capitalist can be effective to guard against the morals hazard of venture capitalist by limited partnership system ; venture capitalist can guard against the morals hazard of entrepreneur through contract , which is optimal capital - structure contract in financing decision , is combining to equity fraction , stock design and staging finance , in order to make enterprise financing cost minimum , profit maximum , it is minimum that informational asymmetries " level fall to
在投資者與風險資本家這一級委託代理關系中,有限合夥制可以有效防範風險資本家的道德風險;風險資本家可以通過與風險企業訂立
契約來防範第二級代理問題? ?企業家的道德風險,即在融資決策中尋求最優的資本結構
契約,在這種
契約中結合股權比例,證
券組合,分階段投資等方法,以使企業融資成本最低、收益最大,信息不對稱程度降到最小。
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In the efforts to address this issue, provide a legal, secure and transparent market, the securities and futures commission under the ministry of finance asked gretai securities market to embark on the planning for establishment of a market system
興櫃股票,就是指已經申報上市櫃輔導
契約之公開發行公司的普通股股票,在還沒有上市櫃掛牌之前,經過櫃臺中心依據相關規定核準,先在證
券商營業處所議價買賣者而言。
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The securities investment trust association may establish a standardized agreement for the securities investment trust contract, and report to the sfc for approval
證
券投資信?商業同業公會得對證
券投資信?
契約擬訂定型化
契約,報經證期會核定。
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2 suspended for more than 3 months and no improvement 3 no more recommending securities firm or the supervision agreement has been terminated
三撤銷輔導股票上市上櫃
契約或已無推薦證
券商推薦者。
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The rights of the minority investors are defined by the financing contract signed between them and the stock publishers
中小投資者的權益是通過中小投資者與證
券發行人之間簽訂的融資
契約來界定的。
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In the first part, we established a linear regression model, which has the three accounting hypothesis, security market supervision policy, industry factors, etc as its independent variables, chooses the 631 listed companies in the shanghai a share market in 2001, as its target. spss is applied to the descriptive analysis and regression analysis. finally, we give the explanation with the combination of internal political and economic environment in the second part, we choose the " st " company as the sample and make tendency and comparison analysis of the sample companies while implementing the policies on impairment of assents within 5 years
在實證研究部分,我們選取橫向和縱向兩個截面對上市公司選擇執行資產減值政策的影響因素進行分析,在橫向分析部分,首先建立了回歸模型,該模型將
契約論的三大會計假設、證
券市場監管政策、行業因素等作為自變量,選取《企業會計制度》開始執行的2001年度滬市a股符合樣本條件的631家上市公司作為研究對象,然後運用spss進行描述性分析和回歸分析,最後結合我國特殊的政治和經濟環境作出解釋。
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Events for terminating the securities investment trust agreement, the termination procedure, and items to be handled after termination
一三證
券投資信?
契約之終止事由、終止程序及終止后之處理事項。
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In a word, the institution of securities management can be seen as one contract, which uses the earnings as the check index
綜合來說,證券管理制度可視為以會計盈餘作為考察指標的一個契約。