權益性證券 的英文怎麼說

中文拼音 [quányìxìngzhèngquàn]
權益性證券 英文
equity securities
  • 權 : Ⅰ名詞1 [書面語] （秤錘） counterpoise; weight （of a steelyard）2 （權力） power; authority 3 （...
  • 益 : Ⅰ名詞1 （好處） benefit; profit; advantage 2 （姓氏） a surname Ⅱ形容詞（有益的） beneficialⅢ動詞...
  • 性 : Ⅰ名詞1 （性格） nature; character; disposition 2 （性能; 性質） property; quality 3 （性別） sex ...
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 權益 : rights and interests; legal right; inviolable rights
  • 證券 : bond; security; negotiable securities
  1. So we consider five financial indexes includes stock b / p, e / p, current stock size, current stock stru and financial levge by the international tradition, then descriptive statistical test method and cross section statistical test method proved that b / p and current stock size have marked effect on the securities yield besides coefficient b. in the third chapter, the article fut forward a risk factor model, estimates yield sequences of every risk factor by weight regression, and then estimates each risk factor coefficient of different stock by time sequence regression, at last we can reckon the portfolio risk o2p and yield rp which consists n stocks

    結合國際慣例，文章考慮了股票的凈值市價比（ b p ） ，市盈率倒數（ e p ） ，流通規模（ size ） ，流通比例（ stru ）和財務杠桿（ levge ）等五個財務指標，應用描述性統計檢驗和橫截面統計檢驗等多種方法，結果表明，除系數以外，凈值市價比（ b p ）和流通規模（ size ）對證券收益率部有重要的影響。在論文的第三章，提出了一個基於多因素的風險因子模型，並用加權回歸和時間序列回歸等方法估計出了不同證券的各風險因子系數（類似於單指數模型中的系數） ，據此，即可衡量出一個包括n只股票的組合的風險_ p ~ 2和收益率r _ p 。
  2. Third, based on the guarantee code and citing the related articles from the corporation code, the receipt code, the insurance code and the copyright code, the author discusses the range and classification of the pledge rights over rights. also in this part, the author gives some new ideas about the set and realization of the pledge rights over security creditor ' s rights, the characteristics of the pledge rights over genral creditor ' s rights, the set and effect of the pledge rights over stock, the punitive restrictions in the pledge rights over knowledge and the characters of the pledge rights over immovables ' profit

    第三，以我國《擔保法》為主，結合《公司法》 、 《票據法》 、 《著作權法》等法律的相關規定，對權利質權的法定范圍和種類進行了論述。在分析了權利質權和動產質權的異同點后，闡述了權利質權的特點和種類。在證券質權的設定既實現、一般債權質權出質人的權利特點、股份質權的設定及效力、知識產權質權的處分限制、不動產收益質權的性質等方面提出了很多獨到的見解。
  3. In that way, we can protect the investors " right, strengthen the investors " confidence, maneuver the enthusiasm of the masses to supervise the insider trading, and then accelerate the healthy and steady development of domestic securities market

    本文主張對內幕交易的受害者予以民事訴訟救濟，以此維護投資者的合法權益，增強投資者的投資信心和熱情，調動社會公眾對內幕交易監督的積極性，從而促進我國證券市場穩健發展。
  4. Affirming inside dealing is extremely difficult on account of the concealment of the inside dealing of itself and the complication of our country ' s special social surrounding. in addition, owing to the deviation in the thoughts about the legislation of securities and corresponding vacancy in civil liability of compensation, the protection of investor ' s legitimate rights and interests has been ignored just like in a vacuum zone

    由於內幕交易行為本身的「隱秘性」及我國特有的社會環境，使得實踐中內幕交易的認定極為困難；而且，證券立法思想的偏差以及因此導致的民事責任制度的缺位，使投資者合法權益的保護處於法律制度設計的真空地帶。
  5. From a macro angel, the author penetrates the current situation and the damage of the inside dealing to securities market and probes into the social surroundings nourishing the inside dealing. and then, from a micro angel, the author makes a clear specification on the requisite elements of the inside dealing in order to improve the feasibility of affirming inside dealing. then, at theory and institution level, the author deeply probes into the problems of substantive law and procedural law involved in improving our civil liability of the inside dealing

    由此，本文以保護投資者合法的私權利益為基點，以健全我國內幕交易民事責任制度為核心，從宏觀上透視了我國證券市場內幕交易行為的現狀和危害，分析了我國滋生內幕交易行為的社會環境，從微觀上對內幕交易行為的構成要件進行了清晰的釐定，增強了內幕交易行為認定上的可操作性；然後，從理論和制度層面上，對健全和完善我國內幕交易民事責任制度所涉及的實體法和程序法問題進行了深入的探討。
  6. Especially there is no complete legal system for the protection of the investors in our country until now, which has hindered the healthy development of the investment fund in china

    證券投資基金業發展的核心問題是保護投資者權益、樹立投資者對基金的信心。如果挫傷了投資者的積極性，證券投資基金的發展繁榮將成為無源之水，無本之木。
  7. Corporate governance exists in the company in every kind. shareholder structure in chinese stock market originates from non - liqudity of rights of control, this is passive give - up or compulsory give - up, it was system selection under public ownership in that time. along with deepening of economic reform and pluralization of sharehold structure, as a special commodity, rights of control bring about the need of liqudity, this is internal reson of circulating system, is also

    公司治理就以各種形式存在於企業之中。中國證券市場上股權分置起源於控制權的非流動性，這是被動放棄或強制放棄，是當時在公有制條件下的制度選擇。隨著經濟改革的深化和股權結構的多元化，控制權作為一種特殊商品日益產生了流動性需求，這是全流通制度的內在動因，也是現代商品經濟的合理訴求。
  8. Non - state hi - tech enterprises are playing an important role in china " s economic development, although 97. 43 percent of them are medium - sized and small enterprises, according to the revenue statistics of 2000. financing is defined as getting fund from outside in this thesis and includes fiscal financing, credit financing, commercial financing and capital financing

    本文所論的融資，是指企業外源融資，具體的融資方式包括：財政融資，銀行融資，商業融資（主要是融資租賃） ，證券融資（權益性證券融資? ?以風險投資為主的私募和公開募集，債務性證券融資）四種。
  9. Listed companies have great sum of capital by collecting funds publicly from society, whose capital has been socialized and scale is far lager than traditional companies, thus impact the society widely. high managers of listed companies have become more and more professional, and selected more from specialists out of the companies. besides stockholders, the employers, customers, suppliers, governments and communities outside listed companies have formed into groups of stakeholders, who are directly or indirectly related to listed companies

    上市公司的股權高度社會化，股東人數眾多；上市公司股權高度證券化，其資本證券具有極強的社會流通性；上市公司向社會公開募集資金，資本數額龐大，實現資本的社會化，公司規模遠遠超過傳統的公司、企業，具有廣泛的社會影響；上市公司高級管理人員日益專業化、職業化和外部化，形成職業經理人階層；除了公司股東之外，上市公司的雇員、顧客、供應商、政府和社區等公司外部主體已經形成利益相關者集團，與公司存在直接或間接的利益關系。
  10. The theoretic frame of the right to know in the business of security trading is expected to be built on the basis of confirming the right to know in security trading, listing the reason of why the small and medium - sized share holders, creditors or foundation holders have the such right to know, making clear the positive meaning that the independent director cherished for the public disclosure, getting into the in - sight specialities of public business information products and non - symmetry and enforcing the main body of the business, the task of public disclosure of the listed companies in particular

    通過對中小股東、債權人以及基金持有人知情權權利主體的保護，獨立董事享有知情權對信息披露的積極意義;透視營業信息以及非對稱性之特徵，並強化義務主體，尤其是上市公司的信息披露義務;以期構建起證券交易知情權的理論框架。此外，為投資者恢復在證券交易過程中被剝奪的權利和損失的利益，建立和完善證券交易知情權民事責任制度及其實現機制，從而建立起證券交易知情權的保護體系。
  11. Firstly, the author evaluated the fund through the technology and tested it with examples. basted on the capital asset pricing model and the theory of portfolio, the paper used the ratio of profit according time to evaluate the profit ; used the a and 3 to evaluate the risk ; used the sp, tp, a p to evaluate the profit according to the risk ; used the ability of liquid and so on to evaluate the fund portfolio. otherwise, the author corrected the asset of fund according to the specialty of our country

    技術面評價以證券投資組合理論和資本資產定價模型為基礎，運用時間加權收益率對基金收益進行評價；運用系數、系數對基金風險進行評價；運用夏普指數、特雷納指數、詹森指數、積極投資效率指數對基金進行收益和風險配比評價；運用基金平均市盈率、股票集中度、股票日換手率、基金流動性和基金平均漲幅對基金進行組合質量評價；並根據我國股市的特點對基金凈值進行修正計算，對基金實際價值進行評估。
  12. The handling fees, commissions and other expenses for the issuance of equity securities for the business combination shall be credited against the surplus of equity securities ; if the surplus is not sufficient, the retained earnings shall be offset

    企業合併中發行權益性證券發生的手續費、傭金等費用，應當抵減權益性證券溢價收入，溢價收入不足沖減的，沖減留存收益。
  13. Business combination is a kind of economic behavior, which gets controlling rights to some extent from other enterprises by property transaction so as to strengthen economic power and to attain economic goals for itself

    企業合併是指兩個或兩個以上彼此獨立的企業的聯合，或者一個企業通過購買權益性證券、資產、簽訂協議，或者以其他方式取得另一個或幾個企業控制權的行為。
  14. For a business combination realized by a transaction of exchange, the combination costs shall be the fair values, on the acquisition date, of the assets paid, the liabilities incurred or assumed and the equity securities issued by the acquirer in exchange for the control on the acquiree

    （一）一次交換交易實現的企業合併，合併成本為購買方在購買日為取得對被購買方的控制權而付出的資產、發生或承擔的負債以及發行的權益性證券的公允價值。
  15. The author studies this problem from different standpoints and discusses it from social, economic, legal standpoints. the central thoughts are as follows : securities market should establish its function of protecting investors, optimiz resource distribution through setting up the mandatory information disclosure system based on law according to the conception of abundant disclosure of information and protecting investors " benefits, and overcome substantial and procedural problems by comprehensive regulations of administrative responsibility, criminal responsibility as well as civil liability

    同時筆者從多視角對虛假陳述問題進行了研究，從社會、經濟及法律層面圍繞該問題展開討論，核心的思想主要是：證券市場應在充分的信息披露和保護投資者合法權益的觀念指導下，確立其保護投資者和優化資源配置的功能定位；通過建立以法律為後盾的強制性信息披露制度，藉助行政責任、刑事責任、民事責任的綜合規制，從實體和程序兩個層面克服虛假陳述的問題。
  16. On the basis of analyse of the possibility of securities tort action, author point out that in order to protect more investors interests, the current grounds of review should be enlarged. then author propose that there are several major case types should be included into the legislation. finally the essay take advantages from u. s. a. theory of " implied private right of action ", and advise that we should expand the grounds of review according to u. s. a legislation

    首先考察了我國證券民事侵權賠償訴訟的現行受案范圍；其次通過對證券民事侵權糾紛的可訴性及其依據的分析，指出我國現行的受案范圍應加以擴大，以保護更多投資者利益；然後接下來具體闡述了現階段我國證券民事侵權賠償訴訟應受理的主要案件類型；最後，提出借鑒美國「默示民事訴權理論」 ，適度擴大受案范圍，以應對資本市場上的新情況、新問題。
  17. The paper focuses on the two questions much concerned on the chinese stock market, that is, the dividend policy and the capital structure of listed companies. combining the present theoretical development as well as the practice, the paper defines the dividend policy as the result of the cooperation and the competitive negotiation among different interest entities. it also points out that the capital structure is the key element to decide the competitive power, of which quantity and quality lead to the discrepancy of the distribution level

    本文從目前在中國證券市場上被各界廣泛關注的兩個焦點問題? ?上市公司的股利分配和股權結構的關系入手，結合當前理論發展趨勢以及各國實踐，將股利政策定義為不同利益主體的合作與競爭性談判結果，而股權結構是決定各主體競爭實力的關鍵要素，其量和質兩個維度的共同作用決定了現實世界股利支付水平的差異。
  18. At last the research gets an efficient portfolio which include different weighting shares. the efficient portfolio should be able to guide investor to judge the region shares " character and the profit of share combination, and direct the distribution of investment capital. in the end, the article still forecasts these companies " prospects and the macro - policy ' s trend or change

    採用markowitz模型測算股票組合的收益、方差，試圖能通過各股權重的變化尋求有效證券組合，而該有效組合應能指導投資者對該地區的個股股性的優良與否、對該組合的收益預期性進行判斷以及對投資資金的分配給予指導，同時亦討論了西部上市公司的發展前景以及宏觀政策取向。
  19. The author himself has been experiencing the turbulence of chinese securities market, and has the same feeling of greed of human beings in securities market with the minority investors, and has apperceived the impact on law especially civil and commercial law imposed by the concept of right - orientation and the principle of good faith, so it is natural that the author chooses the civil liability of securities fraud to be the topic of his graduation thesis

    我國證券立法尚未形成規制證券市場欺詐行為的民事法律責任體系，實務當中也是以種種站不住腳的理由漠視廣大中小投資者合法權益被肆意侵犯。作者親身體驗了中國證券市場的動蕩，並對通過證券市場表現出來的人性貪婪的一面與弱勢投資者感同身受，加之數年受法律尤其是民商法權利本位、誠實信用觀念的沖擊，於是有了本文便是自然而然的事情了。
  20. As of late 2005, completed and entered the reform process listed companies had more than half the total market value, and shenzhen sme board had achieved fully circulation. all show that shareholder structure reform which resolves the largest historical problem besetting our stock market is in full swing, the chinese capital market is in a profound institutional change. in the process of this historic institutional change, systematic study of economics involved in the shareholder structure reform, will be the important guarantee of protecting the interests of parties investors, reducing costs and the successful completion of the reform

    在對前人文獻進行充分總結的基礎上，採用分量回歸模型研究了不同業績水平上市公司股權結構對其績效的具體影響關系;基於政策中性原則、利益均分原則、歷史回溯原則和行為金融學的市場投資主體慣性行為與非齊次預期假設，從不同的角度研究證券市場中均衡對價的確定原則，並利用市場中試點公司的數據對理論分析的結果進行實證檢驗。
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