證券權益 的英文怎麼說

中文拼音 [zhèngquànquányì]
證券權益 英文
interest in securities
  • 證 : Ⅰ動詞（證明） prove; verify; demonstrate Ⅱ名詞1 （證據） evidence; proof; testimony; witness 2 （...
  • 權 : Ⅰ名詞1 [書面語] （秤錘） counterpoise; weight （of a steelyard）2 （權力） power; authority 3 （...
  • 益 : Ⅰ名詞1 （好處） benefit; profit; advantage 2 （姓氏） a surname Ⅱ形容詞（有益的） beneficialⅢ動詞...
  • 證券 : bond; security; negotiable securities
  • 權益 : rights and interests; legal right; inviolable rights
  1. Out of intention or culpability, the conduct of destroying the securities market order impairs others " interests

    證券欺詐行為主體基於主觀上的故意或過失對正常的市場交易秩序的破壞行為，造成權利主體的財產利益的損害。
  2. So we consider five financial indexes includes stock b / p, e / p, current stock size, current stock stru and financial levge by the international tradition, then descriptive statistical test method and cross section statistical test method proved that b / p and current stock size have marked effect on the securities yield besides coefficient b. in the third chapter, the article fut forward a risk factor model, estimates yield sequences of every risk factor by weight regression, and then estimates each risk factor coefficient of different stock by time sequence regression, at last we can reckon the portfolio risk o2p and yield rp which consists n stocks

    結合國際慣例，文章考慮了股票的凈值市價比（ b p ） ，市盈率倒數（ e p ） ，流通規模（ size ） ，流通比例（ stru ）和財務杠桿（ levge ）等五個財務指標，應用描述性統計檢驗和橫截面統計檢驗等多種方法，結果表明，除系數以外，凈值市價比（ b p ）和流通規模（ size ）對證券收益率部有重要的影響。在論文的第三章，提出了一個基於多因素的風險因子模型，並用加權回歸和時間序列回歸等方法估計出了不同證券的各風險因子系數（類似於單指數模型中的系數） ，據此，即可衡量出一個包括n只股票的組合的風險_ p ~ 2和收益率r _ p 。
  3. 6 in an effort to protect our customers ' identity, vip cardholders must present their vip card and a valid identification document for cash coupon redemption at the customer service center of golden eagle stores

    6為保證持卡貴賓的合法權益，兌換獎勵時需持卡本人攜帶vip卡、有效身份證件（原件） 、購物憑證到領券店顧客服務中心辦理。
  4. The chapter suggests that chinese securities laws apply the imputable doctrine of liability for faults as a general principle. in order to facilitate lawsuits in favor of the investors who suffer from misrepresentation, the constructive faults doctrine and the objective standard of faults shall be generally applied

    本章認為，欺詐市場理論為投資者權益保護提供了有力的支持，我國證券法可以借鑒欺詐市場理論，在責任成立因果關系問題上採取舉證責任倒置的方法，為保護投資者合法權益掃清障礙。
  5. Is the beneficial owner of the securities free from any incumbrance whatsoever in favour of a third party except as otherwise disclosed to the bank

    是證券之實益擁有人，除另行向本行披露者外，不設有以第三方為受益人之任何產權負擔
  6. ( 2 ) the disadvantages of shareholder structure problem. from facts, we could see shareholder structure problems have bad influence on china ’ s securities market in eight aspects, which have seriously damaged matching mechanism between risks and profits in china ’ s capital market, causing inequality between negotiable shareholders and nonnegotiable shareholders. ( 3 ) the history of solving shareholder structure problem in china ’ s securities market

    從現實來看，股權分置為中國資本市場帶來了八大危害，從而嚴重損害了中國資本市場風險與收益之間的匹配機制，客觀上使流通股股東與非流通股股東處在不平等的狀態; （ 3 ）中國證券市場解決股權分置問題的歷程。
  7. Collection of any cash scrip dividend interest, bonuses, rights, and any other corporate entitlements to which you are entitled

    依照你的指示進行任何證券買賣之交收代收股息、紅利或紅股等權益
  8. Market manipulation generally refers to such practices as wash sale, matched orders or rigged prices. these practices are all ultimately intended to produce a market for the securities, which has little or no bearing on the true value of the securities based on the real business of the issuer and its true prospects. that is to say, market manipulation violates the integrity of the market because it alters the independent trading and pricing mechanisms of the market

    從私法的角度言之，操縱市場行為嚴重地侵害了證券市場上廣大投資者的合法權益，因而，不同國家和地區的證券立法在禁止操縱市場行為的同時，大都注重發揮操縱市場的民事責任制度的功能，對操縱市場行為的受害人的合法民事權益給予私法上的救濟，並加大違法行為人的違法成本，以有效地遏制或制裁操縱市場的違法行為。
  9. When the aggregate total of margin financing [ for that type of security ] in securities business money lending, in the margin trading market, and in securities settlement financing by securities finance enterprises as referred to in the preceding paragraph exceeds 20 percent of the listed shares or number of beneficiary units of that type of security, the remainder under the limit shall be distributed proportionally ; the distribution method shall be drafted by the tsec and submitted to the competent authority for final approval

    前項辦理證券業務借貸款項與信用交易市場及證券金融事業辦理有價證券交割款項之融資餘額合併計算超過該種證券上市股份或受益權單位數之百分之二十時，應依比例分配所餘額度，其分配方式由證券交易所擬訂，並報主管機關核定。
  10. Article 194 any security company handling brokerage business that accepts carte blanches of a client in buying and selling securities, or makes a commitment to the client on the returns on the buying and selling of securities or compensation for the losses in securities buying and selling shall be ordered to make a rectification and imposed a fine of more than rmb 50000 yuan less than rmb 200000 yuan

    第一百九十四條證券公司經辦經紀業務，接受客戶的全權委託買賣證券的，或者對客戶買賣證券的收益或者賠償證券買賣的損失作出承諾的，責令改正，處以五萬元以上二十萬元以下的罰款。
  11. The third chapter mainly focuses on the civil indemnity liability originating from the securities manipulation. to begin with, the first part ascertains that such kind of torts generally trepasses on the object of so - called " pure economic interest ' mn next part, it demonstrates in detail the requisites with which would incur a civil damage liability. regarding the fault ( including both intention and negligence ), it put forward a viewpoint that we should impose the civil liability upon manipulations of chinese securities market on the basis of constructive fault principle. about the question of iniuria ( wrong ), the author studies two aspects, one is assumption of risk, the other is the model of determining iniuria and solutions proposed

    其中第一節首先明確了操縱市場這種侵權行為的客體即所謂「純粹財產上利益」 。第二節具體闡明了操縱市場行為民事賠償責任的構成要件。在過錯部分提出要以推定過失責任原則為基礎追究我國證券市場操縱行為的民事責任，違法部分研究了自甘冒險行為和違法認定模式及對策兩個問題，其中違法認定模式是一個創新，對改變我國目前證券市場民事索賠必須先由證監會認定違法的機制給予了批判。
  12. But meanwhile, the abuse of it will be harmful to the stockholders " interests, company values, and even the whole securities market

    但是，濫用股票期權也會對股東利益、公司價值乃至整個證券市場帶來破壞作用。
  13. This paper makes the general and specific economic consequences analysis of business combinations by stock exchange which use the pooling of interests method, then points out that the pooling of interests method ’ s proper limitation leading to its abolishment on international is unavoidable base on the analysis as well as the environment of chinese current stock market. however, because of the condition to use purchase method currently in china is not mature, it is impossible to abolish the pooling of interests method in china nowadays

    本文對使用權益結合法的換股合併進行了總體和案例相結合的經濟後果分析，在此基礎上，結合我國當前證券市場的環境，指出權益結合法自身的缺陷導致了在國際上取消其應用已是大勢所趨，但當前我國購買法使用的條件還不成熟，因此在我國當前不可能取消權益結合法。
  14. Third, based on the guarantee code and citing the related articles from the corporation code, the receipt code, the insurance code and the copyright code, the author discusses the range and classification of the pledge rights over rights. also in this part, the author gives some new ideas about the set and realization of the pledge rights over security creditor ' s rights, the characteristics of the pledge rights over genral creditor ' s rights, the set and effect of the pledge rights over stock, the punitive restrictions in the pledge rights over knowledge and the characters of the pledge rights over immovables ' profit

    第三，以我國《擔保法》為主，結合《公司法》 、 《票據法》 、 《著作權法》等法律的相關規定，對權利質權的法定范圍和種類進行了論述。在分析了權利質權和動產質權的異同點后，闡述了權利質權的特點和種類。在證券質權的設定既實現、一般債權質權出質人的權利特點、股份質權的設定及效力、知識產權質權的處分限制、不動產收益質權的性質等方面提出了很多獨到的見解。
  15. This approach is adopted by the american laws when dealing with " unorthodox transactions " and according to this approach, the insider ' s possibility to make use of the inside information should be taken into consideration. as for the enforcement of the disgorgement, this paper comes up with the following suggestions. first, besides the board of directors, the supervisory board should also be entitled to enforce it in certain circumstances

    在歸入權的行使方面，除董事會可以行使外，應賦予監事會在一定場合可以代表公司行使歸入權的權利；股東的代位訴訟權利也有待補充規定；賦予中國證券監督管理委員會查處內部人短線交易的權力也是一種值得考慮的思路；歸入權的行使期間需要立法上的補充規定；法律還應就短線交易利益的計算方法作出明確規定， 「最高賣價減最低買價法」值得肯定。
  16. In that way, we can protect the investors " right, strengthen the investors " confidence, maneuver the enthusiasm of the masses to supervise the insider trading, and then accelerate the healthy and steady development of domestic securities market

    本文主張對內幕交易的受害者予以民事訴訟救濟，以此維護投資者的合法權益，增強投資者的投資信心和熱情，調動社會公眾對內幕交易監督的積極性，從而促進我國證券市場穩健發展。
  17. 5 allotment of securities rights and interests upon entrustment by the issuer

    五受發行人的委託派發證券權益
  18. Equity basis of valuation of securities

    證券估價的權益基礎
  19. Affirming inside dealing is extremely difficult on account of the concealment of the inside dealing of itself and the complication of our country ' s special social surrounding. in addition, owing to the deviation in the thoughts about the legislation of securities and corresponding vacancy in civil liability of compensation, the protection of investor ' s legitimate rights and interests has been ignored just like in a vacuum zone

    由於內幕交易行為本身的「隱秘性」及我國特有的社會環境，使得實踐中內幕交易的認定極為困難；而且，證券立法思想的偏差以及因此導致的民事責任制度的缺位，使投資者合法權益的保護處於法律制度設計的真空地帶。
  20. For securities firms and customers to redeliver securities borrowed or to compensate for securities entitlements

    二、供證券商及客戶返還借券或證券權益補償。
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