證券紀錄 的英文怎麼說
中文拼音 [zhèngquànjìlù]
證券紀錄
英文
securities record-
Article 23 - 1 a stock exchange shall, at its business premises, provide the commission for its inquiry with all papers, accounting books, lists, records, contracts and relevant examining and proving documents regarding the listing, transaction, monitoring, clearing, settlement and the auditing of the finance and business of a securities firm
第23 - 1條證券交易所應于營業處所備置所有有關有價證券上市、交易、監視、結算交割及證券商財務業務查核之憑證、單據、帳簿、表冊、紀錄、契約及相關審查及證明文件，供本會調閱查核。Except otherwise prescribed in the commercial accounting act and in relevant regulations, a stock exchange shall set out the duration for preservation of the certificates, receipts, accounting books, lists, records, contracts and relevant examining and proving documents and report to the commission for recordation
前項憑證、單據、帳簿、表冊、紀錄、契約及相關審查及證明文件之保存年限，除商業會計法及相關法令已有規定者外，證券交易所應訂定保存期限，並申報本會備查。Securities disclosure of interests notification history reports
證券披露權益具報紀錄Supervision of authorized institutions securities and mpf activities in the light of the commencement of the new regulatory regime for the securities industry on 1 april 2003, the hkma will deploy additional resources to perform its new statutory duties. the new functions will include advising the sfc on the fitness and propriety of ais applying for registration with the sfc, giving consent to ais executive officers who are responsible for directly supervising securities business, maintaining the public register of ais securities staff, and exercising disciplinary sanctions
鑒于新的證券業監管架構將於2003年4月1日生效，金管局將會調配額外資源來履行新的法定職能，其中包括就申請獲得證監會注冊的認可機構是否符合適當人選的準則向證監會提供意見、就認可機構負責直接監督證監業務的主管人員給予同意、備存認可機構從事證券業務員工的紀錄冊以供公眾查閱，以及執行紀律制裁。Guidance note for short selling reporting and stock lending record keeping requirements sf
有關申報賣空活動及備存證券借出紀錄規定的指引Guidance note for short selling reporting and stock lending record keeping requirements sfc
有關申報賣空活動及備存證券借出紀錄規定的指引Hkma register of securities staff of authorized institutions
認可機構證券業務員工紀錄冊英文版Hkma register of securities staff of authority institutions
認可機構證券業務員工紀錄冊英文版本Press release : hkma register of securities staff of authorized institutions hkma register of securities staff of authorized institutions
新聞稿：金管局推出有關認可機構證券業務員工紀錄冊Within the hkma, the main preparatory work for the new regime during the year was the development of the electronic register of ais securities staff
就金管局而言，年內就新架構進行的主要準備工作是發展認可機構證券業務員工的電子化紀錄冊。Trade record equity cd rom
證券交易紀錄光碟Securities and futures keeping of records rules
證券及期貨備存紀錄規則Among other sectors, loans for wholesale and retail trade, and stockbrokers also registered some increases
此外，批發及零售業貸款，以及提供予證券經紀的貸款均錄得增長。分享友人