jack grubman 中文意思是什麼
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Former ssb analyst jack b. grubman, in settlement of the charges against him, 1 which he neither admits nor denies, has agreed to pay 7. 5 million as disgorgement and an additional 7. 5 million in penalties which he may not treat as tax deductible or seek to recover from an insurance carrier or other third party
而其中三家銀行的一些明星分析師和銀行家則被指控本身簽發了欺詐性的研究報告。因此，美林前明星網際網路分析師grubman和henry blodget則雙雙個人被罰，前者罰款1500萬美元，後者罰款4萬美元，並終生禁止從事證券業務。 -
The action against jack grubman is being brought in conjunction with actions by the nasd, nyse and nyag
投資銀行違反誠信義務，有關負責人和業務人員也必須承擔相應的責任。
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