證券主任 的英文怎麼說
中文拼音 [zhèngquànzhǔrèn]
證券主任
英文
securities officer-
To subscribe or acquire by any means whatsoever and to hold and deal in shares, stocks, debentures, debenture stock, bonds, obligations and securities issued or guaranteed by any company constituted or carrying on business in any part of the world, and debentures, debenture stock, bonds, obligations and securities issued or guaranteed by any government, sovereign ruler, commissioners, public body, or authority, supreme, municipal, local or otherwise whatsoever and mortgages, charges and other securities created or constituted by any person or body corporate in respect of any property movable or immovable wherever situate
捐款或以其它手段獲得、持有並處理世界范圍內各公司發行的各類股票、債券、公債、及有價證券，或由各國政府、君主、政府專員、公共團體及各類市政機構發行或擔保的各類債券、公債、及有價證券等，以及由任何個人或法人團體所做的關于任何動產或不動產的抵押、交易等。As to the law basic, the thesis analyses it from two main aspects : the foundation of contract law and the foundation of tort law. the foundation of cl is supported by theories of contract - breaking responsibility and misfeasance responsibility in contracting ; the foundation of tl is the civil tort liability and it gives the analysis to the causation and the principle of imputation when the civil tort liability is tenable
對證券交易民事責任的法律根據，本文主要從合同法基礎和侵權法基礎兩方面進行分析，其中，合同法基礎就在於違約民事責任理論和締約過失責任理論，而侵權法基礎則為侵權民事責任理論，並對作為侵權民事責任成立基礎的因果關系和歸責原則進行剖析。Rodger riney is the president and chief executive officer of scottrade, inc., which he founded in 1980 as a discount brokerage firm serving individual investors
羅傑?潤禮於1980年創辦史考特證券公司，目前擔任史考特證券的公司總裁兼首席執行長，史考特證券是一家折扣經紀證券商，主要服務個人投資者。Basing on the analysis of development of housing industry and housing fiance, we discussed the nessesary and practical obstacle, and raised : our country has not the conditions for cosmically developing the mbs now, the most important assigment preseantly is to creative conditions. and then combined with the situations of our country, we raised the countermeasures and suggestions
在分析我國住宅業及住宅金融業發展狀況的基礎上，論述了我國實施住房抵押貸款證券化的必要性及現實障礙，並提出：我國目前還不具備大規模開展住房抵押貸款證券化的條件，更主要的任務是為住房抵押貸款證券化創造各種市場條件和制度條件。In the end of the paper put forth several propositions of china ' s legislation on insider trading including the current situation, comments on the provisions of the present securities law on insider trading, and certain ideas about how to improve the legislation on insider trading. the paper proposes that complete civial liability system be established, the system of the right to include short - swing trading be improved, the mechanism of china wall be established, and the powers and rights of securities supervision administrative committee be improved
包括內幕交易的民事責任、內幕交易的行政責任和內幕交易的刑事責任。第三部分是完善我國關于證券內幕交易立法的若干構想，包括我國內幕交易行為的特點與成因、對現行《證券法》及相關法律對內幕交易相關制度的規定的評析及完善內幕交易立法的若干構想。主要包括對內幕交易構成要件的完善、完善短線交易歸入權制度、設立「中國墻」制度、建立健全完善的內幕交易民事責任制度等。Research on the body of the civil responsibility of securities fraud
證券欺詐民事責任主體研究In this article, firstly the background of the textile trade conflicts within sino - us or sino - euro are introduced, thus learn that how to discern and dodge the foreign trade risks, how to choose the appropriate investment projects have already become one of the most important questions for exporting companies on foreign trade affairs well - known as high investment and high risk. so the main text makes a risk analysis qualitatively and quantitatively on a textile - exporting trading company from three angles of statistic 、 game theory and portfolio theory, which is the main content that we studied. firstly, the statistic article adopts data of the transaction closing price of the textile clothing index in shenzhen stock exchange at the end of each quarter as well as several other kinds of data reflecting the macro - economic changes, performs an empirical analysis of these data according to the theory of co - integration test 、 granger cause test and impulse response function of time series in economitric, and learn that the impact to ti is more obvious by the economic index reflecting local commodity price level and economic prosperity degree home and abroad, as well as the impact degree and the time lag degree, and knows the macro - economic risks faced by textile business enterprises ; after that by the game theory angle we analyze exactly the managing risks faced by one textile export corporation named beauty. from the game expansion chart the system arrangement between censor ways by exportation goal countries and exporting strategies by the exporting enterprises has been analyzed. involving the benefit assignment between them both the limited rounds and infinite rounds negotiations of cooperation games have been studied, and then country responsibility and the enterprise managing risks on foreign trade affairs and so on have been analyzed exactly ; in order to realize the investment multiplication in the certain degree to disperse the risk, the
本文首先介紹了中美、中歐紡織品貿易爭端的來龍去脈，由此可知在涉外貿易這種以高投入、高風險著稱的行業里，如何甄別和規避外貿風險、如何選擇合適的投資項目已經成為外貿企業的首要問題。因此，正文分別從統計學、博弈論和投資組合三種角度對涉外紡織品貿易公司風險進行了定性和定量的分析，這也是本文的主要研究內容。首先，統計學篇選取了深圳證券交易所行業分類指數?紡織服裝指數（ ti ）每一季度末的交易收盤價和若干種反映宏觀經濟變化的指標，利用計量經濟學中時間序列的協整檢驗、 granger因果檢驗和脈沖反應函數等理論做實證分析，從而得知反映國內物價水平和國內外經濟景氣程度的經濟指標對紡織板塊上市值的沖擊比較明顯，且可知沖擊程度和時滯度，進而分析出涉外紡織企業所面臨的宏觀經濟風險;接著，從博弈論的角度具體分析一家紡織品出口公司（ beauty ）的外貿活動所面臨的各種經營風險，該篇從博弈擴展圖入手，分析了出口目的國審查方式與本企業出口策略之間的制度安排;並圍繞雙方的利益分配，研究了有限回合和無限回合合作談判博弈，然後具體論述了國家責任和企業涉外經營風險等問題;在一定程度上為了實現投資多元化來分散風險的目的，投資組合篇從經典的markowitz模型著手，在一些特定條件的限制下，給出了一個相應的投資組合模型。Ms lamoreaux joined the corporation in august 1997 as senior vice president operations. before joining the hkmc, she was director of international housing services of fannie mae and has over ten years of experience in secondary mortgage business
駱沛霖女士于年月加入按揭證券公司為業務運作部高級副總裁，之前她在房利美fannie mae擔任國際住房融資服務部主管，對第二按揭業務有超過年經驗。As to the doctrine of liability fixation the author thought that, in line with the duty of care of different subject of misrepresentation, ve should built three different standards consequently which were strict liability, fault liability liability on willfulness. as to cautionary relation, this thesis maintained that it could be classified into cautionary relation on transaction and cautionary relation on loss, and that the former was the fast knot on the question of cautionary relation on civil responsibility of misrepresentation, and that we should built presumptive rule on cautionary relation referring to the relative institute of america
關于歸責原則，作者認為應當根據不同虛假陳述主體對信息披露所負的注意義務提出嚴格責任、過失責任和故意責任三個相應歸責標準，其中，嚴格責任適用於證券發行人，過失責任適用於除發行人之外的其他所有信息披露文體，故意責任適用於中介機構承擔連帶這種特定情形。損害後果作為虛假陳述的必備要件之一，僅限於財產上的損害。對于因果關系，文章將其分為交易的因果關系和損失的因果關系，認為前者是虛假陳述民事責任因果關系的癥結所在。As a result, it ’ s a very important issue that how to evaluate and improve the core capability of the investment bank of china
因此如何科學地評價、提升證券公司的核心競爭力已經成為非常急迫的任務。本文正是針對這一現實主題展開的。The remedy for the misrepresentation from the angle of the contract law includes the rescission of the contract and the recover of the loss, and the loss is composed of the direct loss and the interests of the direct loss
對證券不實陳述民事責任的合同責任救濟包括撤銷合同和賠償損失，賠償范圍因屬締約過失責任或是違約責任不同，主要包括直接損失和其同期銀行利息。This part gives discussion and makes statement about the principle of certainty, guarantee right, distinguishment and independence, which are all related to the construction of civil liability in security transaction. the principle of certainty mainly refers that civil liability in security transaction must hare clear definite
確定原則主要是指證券交易民事責任要具有確定性，在民事責任的設定中必須明確規定違法行為、責任主體、歸責原則、損失計算方法、責任形式等。The main scope of bcpa s business entrusted by the chinese - foreign joint ventures, the chinese - foreign contractual joint ventures, the foreign capital enterprises and other foreign economic organizations, big and medium sized state enterprises, share - holding companies with limited liability and companies with limited liability, to prepare feasibility s study and analysis for investment and development projects of enterprises ; to undertake assets valuation ; to verify the capital of enterprises ; to formulate accounting systems ; to design computerized program for accounting ; to keep accounts for clients ; to offer consultation service and prepare tax returns for clients ; to audit accounting statements for enterprises ; to audit statements of securities business ; to undertake the auditing work of enterprises in their merger, separation and liquidation ; to do the required auditing when the legal representative of an enterprise leaves his her post ; to serve as the standing accounting advisers for enterprises ; to help draft contracts, articles of association and economic documents ; to prepare analysis of economic activities and forecast of operating activities ; to train accounting financial management personnel and to examine evidences in economic cases, etc. by offering high efficiency, fine quality and comprehensive service and outstanding performance bcpa has gained the confidence o its clients and established good and stable and 3, 000 clients
本所業務范圍主要是：接受中外合資中外合作外商獨資和其他外商經濟組織，以及國有大中型企業股份有限公司有限責任公司等的委託，為企業投資開發項目進行可行性研究分析承辦資產評估驗證企業資本設計會計制度編制會計電算程序代理記帳提供咨詢服務稅務代理服務受理企業會計報表審計證券業務審計企業合併分立清算事宜中的審計企業法人離任審計為企業承擔常年會計顧問協助擬定合同章程和經濟文件經濟活動分析和經營活動預測培訓會計財務管理人員以及鑒證經濟案件等項業務。本所以高效優質全面的服務，卓著的業績取得了廣大客戶的信任，與3000餘家客戶建立了良好的穩定的合作關系。The content of this course are as followings : the concept of the commercial law, features of commercial law, basic principles of commercial, the players in commercial field, behaviors, registration system, trade name, accounting books, the overview of corporate law and corporation, the classification of corporation, the establishement of company, the capital system under compnay law, share and assets, shareholders and their rights, corporate governance, merger and acquisation, overview of bankruptcy law, ? substantive bankruptcy law, procedure ? bankruptcy law, overview of commercial paper law, the classification and the basic rules of commercial paper, overview security law, ? issue and sponsor system, listing and trade system, investment fund system, overview of issurance law, issurance contract, property issurance, life issurance, issurance industry, maritime law, vessel and stewages, transportation contract, leasing vessel contract, incidents and the liability system etc
課程內容包括，商法的概念、特徵、基本原則、商主體、商行為、商事登記、商號、商事帳簿、公司與公司法概述、公司的分類、公司的設立、公司的資本制度、股份與股票、股東與股權、公司的治理結構、公司的合併與解散、破產法概述、破產程序法、破產實體法、票據法概述、匯票、本票、支票、證券法的基本問題、證券市場主體法律制度、證券發行與承銷法律制度、證券上市及交易法律制度、證券投資基金制度、保險法概述、保險合同、財產保險、人身保險、保險業、海商法概述、船舶和船員、海上運輸合同、船舶租用合同和海上拖航合同、船舶碰撞、海難救助、共同海損、海事賠償責任限制等部分。He is president of the asian finance association, a member of the economic and employment council, the exchange fund advisory committee, the hong kong council for academic accreditation, and the hong kong consumer council, and a director of the hong kong securities institute
，現為亞太金融學會主席，並擔任由財政司司長委任之經濟及就業委員會委員外匯基金諮詢委員會委員香港學術評審局委員香港消費者委員會委員及香港證券專業學會董事。Mr. joseph yam, deputy chairman of the hkmc added, " the owner - occupancy requirement, which is important in ensuring that the programme will only benefit genuine homebuyers and a low default rate, will be strictly enforced by the hkmc
按揭證券公司副主席任志剛表示：按揭保險計劃的業主自住規定，可以確保這個計劃只會令真正的置業人士受惠，而且亦可使貸款拖欠率維持偏低。Finally, the constitutive elements of tortious liability of securities fraud involve liable subject, damages, tortious act, causation and fault
最後，證券欺詐侵權責任的構成要件包括責任主體、損害事實、侵權行為、因果關系及過錯。Legal affairs on securities : act as the legal adviser on stock issuance of a shares and b shares, and the legal adviser for the main underwriter and the listed company ; act as the legal advisers of the domestic company of the listed company in n stock, h stock ; acts as the legal adviser for the company with the rationed shares and main underwriter ; witness the statement and letter of commitment of the directors and supervisors of the listed company ; conduct the legal affairs for the listed company on assets displacement, stock ownership assignment, recombination, acquisition and merger etc
證券法律業務：擔任a股、 b股股票發行、上市中公司和主承銷商的專項法律顧問，擔任n股、 h股上市中公司的國內專項法律顧問，擔任配股中公司和主承銷商的專項法律顧問，見證上市公司的董事、監事聲明及承諾書，辦理上市公司的資產置換、股權轉讓、重組、收購與兼并等法律業務。To hold on the death of any of us any credit balance ( s ) on any account or accounts in our joint names to the order of the survivors or survivor of us without prejudice to any right you may have in respect of such balance securities etc. arising out of any lien, charge, pledge, set - off, counterclaim or otherwise whatsoever or to any step which you may deem it desirable to take in view of any claim by any person other than the survivors or survivor of us
五.于本人等中任何一人身故后，將各該聯名帳戶之存款，及以本人等聯名存於貴行之任何證券、契據、箱匣及包裹及其內之物件，以及任何種類之財物，作為本人等生存者之有而處理之，但以無損于貴行對該等存款或證券之留置、抵押、比對、提出反要求，或其他之權益為主；貴行並得對本人等生存者以外之人士之要求採取任何貴行認為適當之步驟。“ equity securities ” means, with respect to a person, any shares, share capital, ownership interest, equity interest, or securities of such person, and any option, warrant, or right to subscribe for or purchase any of the foregoing, or any other security or instrument convertible into or exercisable or exchangeable for any of the foregoing
「股本證券」就一主體而言，指該主體的任何股份、股本、所有者收益、股本收益或證券，以及認購或購買上述股份、股本、所有者權益、股權權益或證券的任何期權、認股權證或權利，或任何其他可以轉換成或兌換成或用以取得上述股份、股本、所有者權益、股權權益或證券的擔保或工具。分享友人