非法交易所 的英文怎麼說
中文拼音 [fēifǎjiāoyìsuǒ]
非法交易所
英文
bucker shop- 非 : Ⅰ名詞1 (錯誤) mistake; wrong; errors 2 (指非洲) short for africa 3 (姓氏) a surname Ⅱ動詞1 ...
- 法 : Ⅰ名詞1 (由國家制定或認可的行為規則的總稱) law 2 (方法; 方式) way; method; mode; means 3 (標...
- 交 : Ⅰ動詞1 (把事物轉移給有關方面) hand over; give up; deliver 2 (到某一時辰或季節) reach (a cert...
- 易 : Ⅰ形容詞1. (容易) easy 2. (平和) amiable Ⅱ動詞1. (改變; 變換) change 2. (交換) exchange Ⅲ名詞(姓氏) a surname
- 非法 : illegal; unlawful; illicit
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The exchange got into trouble with the sec in 1999, when it was charged with failing to stop illegal trading schemes perpetrated by groups of floor brokers
交易所在1999年陷入sec的麻煩中,那是它被控無法制止底層經紀人的非法交易。Concretely speaking, the stock of listed company, because of its existence free of paper and the electrical trade style, should be registered at the stock exchange and on the register of members ; to the stocks of non - listed company, if they are order stocks, they should be transferred to the pledger with endorsement and also be registered on the register members ; if non - order stocks, they should be transferred to the pledger directly. another one is how t o optimize the register member. the third part expounds the legal effects
因此對有限公司股權質押而言,應移轉股單于質權人佔有;對股份公司股票因其是否上市而不同,對上市公司股票因其存在形式的無紙化及交易的電子化而且是記名性股票,所以需要在法定的證券交易場所和公司股東名冊上進行設質登記;對于非上市公司的股票因其以紙面形式存在,如果是記名股票則需要在股票上進行背書並移轉于質權人佔有,以及在公司股東名冊上進行質押登記;如是無記名股票,則需在證券交易所將股票交付質權人佔有。Grounds for this reluctance are that the customer may realize that he, or she, is suspected of illegal activity, or regards such questions as none of the questioner s business. in either scenario the customer may be offended or become defensive and unco - operative, or even take his, or her, business elsewhere
其理由是客戶可能覺得他她因受人懷疑進行非法活動,或者認為職員所作的提問與職員的工作無關而拒絕回答;在這些情況下,客戶可能感到不快,產生戒心並採取不合作的態度,甚至將其交易轉往別處辦理。Article 130 whoever illegally enters a public place or gets on a public transportation vehicle with any gun, ammunition, controlled cutting tool or explosive, inflammable, radioactive, poisonous or corrosive materials and thereby endangers public security, if the circumstances are serious, shall be sentenced to fixed - term imprisonment of not more than three years, criminal detention or public surveillance
第一百三十條非法攜帶槍支、彈藥、管制刀具或者爆炸性、易燃性、放射性、毒害性、腐蝕性物品,進入公共場所或者公共交通工具,危及公共安全,情節嚴重的,處三年以下有期徒刑、拘役或者管制。Article 183 if, before information that may affect the issuance or trading of securities or other information that may have a major effect on the price of securities is made public, a person who has knowledge of inside information on securities trading or a person who illegally obtains such information purchases or sells such securities, divulges such information or counsels another to purchase or sell such securities, he shall be ordered to dispose of the illegally obtained securities according to law, his illegal gains shall be confiscated and, in addition, he shall be imposed a fine of not less than the amount of but not more than five times the illegal gains, or a fine of not more than the value of the securities illegally purchased or sold
第一百八十三條證券交易內幕信息的知情人員或者非法獲取證券交易內幕信息的人員,在涉及證券的發行交易或者其他對證券的價格有重大影響的信息尚未公開前,買入或者賣出該證券,或者泄露該信息或者建議他人買賣該證券的,責令依法處理非法獲得的證券,沒收違法所得,並處以違法所得一倍以上五倍以下或者非法買賣的證券等值以下的罰款。構成犯罪的,依法追究刑事責任。Article 197 any security company that manages unlisted securities trading without approval in violation of the provisions of this law shall be ordered to make a rectification, confiscated of the illegal income and concurrently imposed a fine of more than 100 % less than 500 % of the illegal income
第一百九十七條證券公司違反本法規定,未經批準經營非上市掛牌證券的交易的,責令改正,沒收違法所得,並處以違法所得一倍以上五倍以下的罰款。Article 197 if a securities firm, in violation of the provisions of this law, engages, without approval, in the trading of unlisted securities, it shall be ordered to make rectification, its illegal gains shall be confiscated, and it shall be fined not less than the amount of but not more than five times the illegal gains
第一百九十七條證券公司違反本法規定,未經批準經營非上市掛牌證券的交易的,責令改正,沒收違法所得,並處以違法所得一倍以上五倍以下的罰款。Article 25 if any technology trading service agency has fraudulent and coercive behavior in operational activities, the municipal administrative department of science and technology and administrative department of industry and commerce shall, according to their respective functions and to the seriousness of the case, confiscate the agency ' s illicit gains, order it to make correction or to suspend business, to withhold temporarily or rescind its permit for technology trading service and impose fines of 1 to 3 times its illicit gains
第二十五條技術交易服務機構在業務活動中有欺騙、脅迫等行為的,由市科學技術行政部門和工商行政部門按照各自職責,根據情節輕重,沒收其非法所得,責令改正、停業整頓、直至吊銷其《技術交易服務許可證》和營業執照,並處以非法所得一至三倍的罰款。Hill says it is difficult to make progress on nuclear issues when north korea is pre - occupied with u. s. financial restrictions against companies accused of illicit dealings with pyongyang
希爾說,北韓把心思放在了美國對被指控跟平壤進行非法交易的公司所進行的金融制裁上面,在這種情況下,會談很難在核項目的問題上取得進展。Hill says it is difficult to make progress on nuclear issues when north korea is pre - occupied with u. s. financial restrictions against companies accused of illicit dealings with pyongyang. nuclear negotiators from the six parties to the talks ended a fourth day of talks in beijing today on how to implement a september 2005 agreement with north korea
希爾說,北韓把心思放在了美國對被指控跟平壤進行非法交易的公司所進行的金融制裁上面,在這種情況下,會談很難在核項目的問題上取得進展。Consensual, involving the willing participation of both or all parties, especially in an illegal transaction or practice
自願參與的,雙方或所有各方都自願參與的,尤指在非法交易或行為中Unauthorized person ' s disposal of the real obligee ' s rights will possibly cause the loss of the real obligee ' s rights, which relates to the real obligee ' s interests and the protection of the transaction safety, and the establishment of the force system of the cud is to protect the transaction safety. based on related analysis, this thesis reaches the conclusion that the validity of the cud is to protect transaction safety, which is also in accordance with other civil legal systems
無處分權的人對真實權利人的權利進行非正常的處分行為,可能導致權利人的權利的喪失,這關繫到對真實權利所有人的利益和對交易安全的保護問題,無權處分行為制度設計的目的是為了保護交易安全,本文通過相關論述得出結論:堅持無權處分行為的有效性正是保護交易安全,同時也和其他民事法律制度相互協調一致。To the fullest extent permitted by law, if the customer is not dealing as a consumer but the customer is situate in a member state of the european union, the customer waives all notices, acknowledgements of receipt and confirmations relative to contracting by electronic means which may be required under articles 10 ( 1 ), 10 ( 2 ), 11 ( 1 ) and 11 ( 2 ) of eu directive 200031ec as implemented in the customer s jurisdiction in respect of the customer s use of the application
在法律允許的最大范圍內,如「客戶」並非作為消費者而是以設在歐洲聯盟某成員國內的「客戶」身分進行交易,就「客戶」對「應用程序」的使用而言, 「客戶」放棄于「客戶」所在司法轄區內實施的「歐盟指令」 ( eudirective ) 200031ec的10 ( 1 ) 、 10 ( 2 ) 、 11 ( 1 )和11 ( 2 )諸條關于用電子方式簽約所可能規定的全部通知、確認或證實。In china the stock exchange is now in general a non - profit - making legal entity with membership system
中國目前的股票交易所通常是會員制、非盈利性的法人組織。Under this circumstance, our treasury bond market exits lots of shortfalls which impede further development for this market. in this essay, combining with the experience in developing country " s experience, it analyses some challenges which confronted chinese bond market, such as liquidity in the interbank market has yet to be improved, duration in bond products are yet to be rational, a sound yield curve is yet to be take shape, the separation between exchange and interbank yet to be broken. in order to solving above issues, this essay suggests that it should develop market maker system to increase market liquidity ; manage balanced treasury bond ; issue short and long term treasury bond in proportion to improve duration and yield curve ; develop bond derivative products such as future trading, open style repurchasement, so it can provides tools for risk protection
但隨著我國經濟的快速發展,金融市場已今非昔比,中國成為了世貿組織的成員,中國資本市場要走向國際化,利率的市場化是大勢所趨,在此前提下,我國國債市場還存在著很多不足,越來越阻礙著國債市場的進一步發展,本文結合世界發達國家的先進經驗,剖析了我國國債市場存在的一些問題如:流動性有待改善、國債期限結構不合理、無法形成科學合理的益率曲線、交易所市場與銀行間市場割裂等,為解決這些問題,本文建議應發展做市商制度以提高市場流動性;實施國債余額管理,發行短期國債及長期國債,改善國債期限結構,以形成科學合理的收益率曲線;發展債券衍生金融創新工具如國債期貨交易、開放式回購等,為投資者提供避險工具等等。Study suggests the main constraints of management buy - out : it ' s groundless to fix a price, the information published not confirm with regular standard, purchase procedure is not transparent, purchase action is not with market law, and also policy restriction. consequently, the paper put forward solutions to improve management buy - out : 1 ) the policy to evade the inside risk : the main way is to select suitable enterprises to develop management buy - out ; 2 ) to ensure the transparent and the market standard of the purchase procedure : the main point is to guarantee the justification of the purchase price, to strengthen the transparent of the information announcement ; 3 ) to consummate the mechanism of supervise government : which the work should be done in the supervise department of government ; 4 ) to emancipate the mind, decrease the government action in the enterprises purchasing ; 5 ) to care for the latter developing of the mbo, the purpose of mbo is to pursue the biggest profit of the enterprise ; 6 ) to consummate the environment of circulating necessary funds ; 7 ) to solve the funds and taxes problems of mbo, this is a better way to solve the problems of mbo
一是管理層收購定價方面的法律依據不足:二是信息披露不夠規范,現階段運作或已完成的mbo案例在進行信息披露時尤其是披露其資金來源時多諱莫如深,令投資者對其資金來源皆產生懷疑;三是收購程序不透明,歸根到底也是法律方面的不足,缺乏相關的公正的運作程序和政策保障;四是收購行為非市場化,我國的管理層收購結束之後往往僅僅是相對控股,股票繼續交易,所有者與經營者分離的問題並沒有從根本上得到解決,所有權與經營權相統一的目標沒有達到,這就可能造成大股東也就是內部人侵吞中小股東利益將更為便捷;五是融資渠道潰乏,主要是國家政策和法律的障礙限制了mbo的融資渠道;六是服務市場不夠發達,主要是中介市場缺乏高素質的專業人才,無法滿足客戶進行mbo的需要,從而限制了mbo在中國的運行;七是政策限制,主要對合法的收購主體的限制、收購規模的限制、收購時點的限制以及收購資金來源的限制。Secondly, compared with unlisted bond funds, investors in a bond etf will be able to invest or liquidate their investments in the fund by buying or selling units of the fund on the stock exchange, which generally involves lower transaction costs and trades in a manner that is familiar to investors at large
相反,若投資者持有個別債券組合,便要自行作出上述的調整。第二,與非上市債券基金比較,債券交易所買賣基金的投資者可以在交易所買賣基金單位。這個交易方法的成本一般較低,而且是大部分投資者所熟識的。Chapter 1 provides the basic theories about the stoch exchange. firstly, the paper demonstrates a comparative analysis of the historical development of the exchange, the evolution of exchange legislation and practice of the legal status of the stock exchange., then analyses the stock exchange ’ s legal status from the perspectives of self - regulation, non - profit and legal personality. chapter 2, with the method of demonstration analysis, the paper specializes the basic problem of the stock exchange ‘ s self - regulation
第一章是證券交易所基本理論,對證券交易所的一些基本的、重要的問題進行探討,首先對交易所的發展歷史,有關證券交易所的立法演進,實踐中我國證交所的法律地位進行比較,然後確定了從自律性、法人性及非營利性三個屬性來分析證券交易所法律屬性,並探討了以該三屬性分析證券交易所在理論上的可行性,從而為下文的分析提供了理論基礎。In canada, where 4, 000 people are waiting for organ transplants and some go to india or the philippines in the hope of buying body parts, one specialist argues that a regulated system of compensation poses fewer problems than an illicit trade. “ if you have buying and selling taking place in a country, and you can ' t stop it, then it ' s immoral not to regulate the trade, since so much harm occurs in a black market, ” says abdallah daar of the university of toronto, who has visited iran and thinks it may have lessons for others
在加拿大,有4 , 000人在等待器官移植,他們中的一些去了印度或是菲律賓,希望能買到所需器官.一名專家主張,建立起一個規范的補償系統比非法交易造成的麻煩要少. "如果在一個國家存在買賣活動,而且你無法阻止該活動的存在,那麼不對該買賣交易進行規范就是不道德的了,因為黑市會造成很大的危害, "多倫多大學的阿布達拉.達阿爾說到.他去過伊朗,並且認為那裡的經驗有值得借鑒之處Within 270 days after the date of enactment, the sec shall issue rules directing the national securities exchanges and national securities associations to prohibit the listing of any security for any issuer that doesn ' t have an audit committee, provided that there is a reasonable opportunity to cure defects prior to such prohibition
在本法案實施270天之內,證券交易委員會應當向全國性的證券交易所和證券協會頒布規則,禁止未設立審計委員會的任何公司在任何交易所上市交易,除非有合理的機會能夠使這類不足能夠被禁止交易之前得到解決。分享友人